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Positioning your practice to successfully navigate regulatory and carrier audits

Insurance carriers and regulators continue to intensify their compliance oversight activities through advisor audits and file reviews.

Attend this compliance webinar to learn how to demonstrate both that your practice is compliant and that your client files meet applicable regulatory and carrier requirements.

1 CE credit (PENDING APPROVAL) (You must stay on for the full presentation to receive your credit)

**Ensure you enter your full first and last name into the registration form as this is what will be shown on your CE certificate.**